**Package**: `hydrocraft-crest-ef5` v1.1.0 **Model**: EF5 v1.2.3 with CREST water balance + Linear Reservoir / Kinematic Wave routing **Framework**: Ensemble Framework For Flash Flood Forecasting (EF5) **KDT version**: 5.1.2 (uses `ki_tools_common` for forcing/metrics/cross-platform) **Created by**: Jianyun Zhang Research Group, Hohai University **Last updated**: 2026-04-28 (added Stage-1 `prepare_basic_grids` tool; corrected `ef5 -p` documentation) **Stats**: 5 tools | 5 skill documents | 18...
Scanned 9/11/2026
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> **MANDATORY EXECUTION POLICY** — READ BEFORE PROCEEDING
>
> You MUST run the **actual model binary or package** described in this document.
> If the model fails to import, compile, or execute, you MUST:
> 1. Check `diagnostics/triplets.yaml` for a matching error pattern
> 2. Try the fix suggested in the triplet's `remedy` section
> 3. If still failing, report the error to the user with full details
>
> You MUST NOT substitute a simplified Python formula, regression equation,
> or hand-coded approximation in place of the real model.
>
>
> Before starting, run: `python preflight_check.py` (in this KI directory)
> to verify that the model binary/package and required data are available.
>
> **DEBUGGING PROTOCOL** — When something goes wrong, follow this order:
> 1. **Check triplets** — `diagnostics/triplets.yaml` may already cover this error
> 2. **Read official docs** — The model's own documentation for expected formats/units
> 3. **Find working examples** — Check `outputs/` or the model's shipped test data
> 4. **Fix the tool** — With knowledge of what "correct" looks like
>
> Do NOT write custom debug scripts. The answers are in the docs and examples.
<!-- KI-MAP:BEGIN (projected by generate_skill_map.py — edit the KI, not this table) -->
## KI map — what to read, and when
| when you need | read | why |
|---|---|---|
| FIRST, always | `preflight_check.py` | run it (`python preflight_check.py`): proves env/binary/data are usable and emits a machine-readable `PREFLIGHT_REPORT=` line. Do not debug a run that never had a healthy environment. |
| to run the pipeline stages | `tools/` (5 tools) | the executable pipeline. Read each tool's argparse (`--help`) before composing a command; SKILL.md's stage table says which tool serves which stage. |
| before running a stage | `docs/s*_*.md` (5 stage docs) | per-stage procedure, verification and traps — the how-to that SKILL.md's overview compresses. |
| on ANY error, before debugging | `diagnostics/triplets.yaml` (21 entries) | symptom → diagnosis → remedy for this model's known failure modes. Check here FIRST; the answer usually exists. Never renumber or rewrite entries. |
| to know what an output IS | `dag.yaml` | the model's identity: every output's medium, units, `validation_rank` (1 = the headline variable) and observability. Scoring and obs-binding read THIS — when asked 'what does this model predict', the dag is the answer, not a guess. |
| when building inputs / parsing outputs | `docs/format_spec.yaml` | exact I/O shapes + `known_issues`, projected from dag + triplets. Regenerate with `ki_tools_common/generate_format_spec.py` after changing either — never hand-edit. |
| to judge a run's skill | `docs/validation_convention.yaml` | how this model's field judges it validated: per-`dag_variable` metrics, directions and CITED pass-bands. A run is graded against these, not against intuition. |
| for claims and thresholds | `docs/gathered_papers.json` (11 papers) + `docs/papers_index.md` | the literature this KI is judged by; each entry's `text_path` is fetched full text in the central paper cache. `role: benchmark` marks the model's own skill paper. |
| for a machine-readable summary | `knowledge_infrastructure.yaml` | the manifest (package, pipeline, validation tier, counts) — projected by `ki_tools_common/generate_ki_manifest.py`; regenerate after structural changes, never hand-edit. |
*Projected 2026-08-17 from the KI's actual contents — 9 components present. Refresh: `python3 ki_tools_common/generate_skill_map.py --ki_dir <this KI>`.*
<!-- KI-MAP:END -->
<!-- KI-TOOL-INDEX:BEGIN (projected by generate_skill_map.py — the discoverability contract: every public tool, exact path; PURPOSE stays human-authored elsewhere) -->
### Executable tool index (projected — complete by construction)
Every public tool in this KI, by exact path. What each is FOR lives in the
human-written Tool Inventory above; `--help` on any of these prints its arguments.
| tool (exact path) | invocation |
|---|---|
| `tools/convert_forcing_to_ef5.py` | `KISSPATH_PYTHON_ENV/bin/python {KI}/tools/convert_forcing_to_ef5.py --help` |
| `tools/convert_params_to_ef5.py` | `KISSPATH_PYTHON_ENV/bin/python {KI}/tools/convert_params_to_ef5.py --help` |
| `tools/parse_ef5_output.py` | `KISSPATH_PYTHON_ENV/bin/python {KI}/tools/parse_ef5_output.py --help` |
| `tools/prepare_basic_grids.py` | `KISSPATH_PYTHON_ENV/bin/python {KI}/tools/prepare_basic_grids.py --help` |
| `tools/run_ef5.py` | `KISSPATH_PYTHON_ENV/bin/python {KI}/tools/run_ef5.py --help` |
*5 public tools; `_`-prefixed helpers and packaging files excluded.*
<!-- KI-TOOL-INDEX:END -->
# CREST (Coupled Routing and Excess STorage) within EF5 — Knowledge Infrastructure
**Package**: `hydrocraft-crest-ef5` v1.1.0
**Model**: EF5 v1.2.3 with CREST water balance + Linear Reservoir / Kinematic Wave routing
**Framework**: Ensemble Framework For Flash Flood Forecasting (EF5)
**KDT version**: 5.1.2 (uses `ki_tools_common` for forcing/metrics/cross-platform)
**Created by**: Jianyun Zhang Research Group, Hohai University
**Last updated**: 2026-04-28 (added Stage-1 `prepare_basic_grids` tool; corrected `ef5 -p` documentation)
**Stats**: 5 tools | 5 skill documents | 18 diagnostic triplets | ~1,900 lines of validated Python
**Validation status**: `production_validated` (Bengbu, Huai River Basin, 1981-1985 — surrogate-validated; real EF5 binary requires Stage-1 grid regeneration on prepared inputs, see s1_dem_preparation.md)
---
## Data Preparation
### Forcing data
**Data Sources**: Use `from ki_tools_common.load_forcing import load_daily_forcing` for CMFD/MSWX/NASA POWER.
**Data Validation Reference**: See `data_ki/CMFD/SKILL.md` for CMFD unit documentation and known traps.
See `data_ki/HWSD/SKILL.md` for soil property documentation.
See `data_ki/ObservedQ/SKILL.md` for observed discharge data.
## Overview
This knowledge infrastructure enables fully autonomous distributed hydrological simulation using the CREST model within the EF5 framework. The 4 validated tools replace manual data preparation with a Python pipeline that integrates with HydroCraft's forcing, DEM, and soil infrastructure.
**What CREST does**: Distributed hydrological model simulating spatiotemporal water and energy fluxes on a regular grid. Key processes:
- **Variable infiltration curve**: Sub-grid soil moisture storage capacity via Xinanjiang/VIC-style curve
- **Runoff separation**: Excess rainfall split into overland (fast) and interflow (slow) components
- **Impervious area**: Direct runoff from impervious fraction (IM parameter)
- **Evapotranspiration**: PET scaled by KE multiplier; soil ET proportional to SM/WM ratio
- **Routing**: Two options — Linear Reservoir (LR) with overland/interflow reservoirs, or Kinematic Wave (KW) approximation
- **Snow melt**: Optional Snow-17 temperature index module
- **Inundation**: Optional simple inundation mapping
**Key difference from other HydroCraft models**: CREST runs inside the EF5 multi-model framework (alongside SAC-SMA and HP). All models share the same DEM/DDM/FAM grids, forcing readers, and config file format. The EF5 binary is a single C++ executable.
---
## Installation
### Building from source (Linux)
```bash
cd /path/to/EF5
autoreconf --force --install
./configure
make CXXFLAGS="-O3 -fopenmp"
# Binary: bin/ef5
```
### Dependencies
```
Build: g++ (C++11), autotools (automake >= 1.9.6, autoconf >= 2.62)
Libraries: libz, libtiff, libgeotiff (+ development headers)
Runtime: OpenMP (libgomp) for parallel execution
Ubuntu: sudo apt install libgeotiff-dev libtiff-dev zlib1g-dev autoconf automake
```
### DEM processing
Use the KI's Stage-1 tool to derive DEM/DDM/FAM from a raw DEM:
```bash
python tools/prepare_basic_grids.py --dem raw_dem.tif --out-dir basin/grids/ \
--method breach --out-format asc --expected-outlet 94.583 29.466
```
This wraps WhiteboxTools (BreachDepressionsLeastCost → D8Pointer → D8FlowAccumulation),
emits ESRIDDM-encoded DDM and SELFFAM=true FAM, and verifies the result. See
`docs/s1_dem_preparation.md` for the full procedure and verification rules.
EF5 itself ships with a `-s` flag that recomputes flow accumulation from an
existing DDM, but only mode `-s` (FAM from DDM) is implemented in v1.2.3 — the
`-p` flag is in the source's argument parser but its body is empty. Do NOT
rely on `ef5 -p` for from-scratch DEM processing; use `prepare_basic_grids.py`.
```bash
# Recompute FAM from a known-good DDM (rare; only useful for re-prepping)
ef5 -z dem.tif -d ddm.tif -a fam.tif -s
```
### Test run
```bash
ef5 control.txt # or just 'ef5' (defaults to control.txt in cwd)
```
---
## Pipeline (8 stages)
| # | Stage | Tool(s) | Description |
|---|-------|---------|-------------|
| 0 | Configuration | (manual) | Select basin, period, forcing source, routing method |
| 1 | DEM preparation | `prepare_basic_grids` | DEM→DDM→FAM, clip to basin, format to ASC/TIF |
| 2 | Forcing conversion | `convert_forcing_to_ef5` | CMFD/MSWX precip+PET to EF5 BIF/ASC/TIF grids |
| 3 | Soil/parameter grids | `convert_params_to_ef5` | HWSD/global Ksat→CREST param grids (WM, IM, FC, B) |
| 4 | Config assembly | (manual) | Write control.txt with all blocks |
| 5 | Gauge setup | (manual) | Define gauge locations, observation files |
| 6 | Execution | `run_ef5` | Run EF5 binary with preflight checks |
| 7 | Output analysis | `parse_ef5_output` | Extract time series, compute metrics, plot |
### Parallelism
Stages 1, 2, 3 can run in parallel after stage 0.
Stage 4 depends on 1, 2, 3.
Stage 6 depends on 4, 5.
Stage 7 depends on 6.
---
## Output Description
This section restates the KI's `dag.yaml`. If this body and `dag.yaml` disagree,
the dag is authoritative.
**Headline output**: `STREAMFLOW (Q)` — Discharge at each grid cell and at gauge locations. (`m3/s`)
| Output variable (dag `var`) | Validation role | Unit | Description |
|-----------------------------|-----------------|------|-------------|
| `STREAMFLOW (Q)` | rank 1 / headline variable | `m3/s` | Discharge at each grid cell and at gauge locations. |
| `SOILMOISTURE (SM)` | other dag output | see `dag.yaml` | see `dag.yaml` |
| `SNOWWATER (SWE)` | other dag output | see `dag.yaml` | see `dag.yaml` |
| `RETURNPERIOD (RP)` | other dag output | see `dag.yaml` | see `dag.yaml` |
| `INUNDATION (depth)` | other dag output | see `dag.yaml` | see `dag.yaml` |
Agents judging a CREST run should treat `STREAMFLOW (Q)` as the model's rank-1
output and should bind discharge observations to that variable before computing
skill metrics.
---
## Tools Reference
| Tool | Stage | Script Path | Lines | Purpose |
|------|-------|-------------|------:|---------|
| `prepare_basic_grids` | s1 | `tools/prepare_basic_grids.py` | ~400 | DEM → sink-filled DEM + ESRI DDM + SELFFAM=true FAM (WhiteboxTools) |
| `convert_forcing_to_ef5` | s2 | `tools/convert_forcing_to_ef5.py` | ~350 | CMFD/MSWX precip+PET to EF5 grid format |
| `convert_params_to_ef5` | s3 | `tools/convert_params_to_ef5.py` | ~300 | HWSD soil → CREST parameter grids |
| `run_ef5` | s6 | `tools/run_ef5.py` | ~250 | Execute EF5 with validation |
| `parse_ef5_output` | s7 | `tools/parse_ef5_output.py` | ~300 | Parse output, compute NSE/KGE, plot |
### KDT 5.1.2 shared modules used by these tools
| Module | Used by | Purpose |
|--------|---------|---------|
| `ki_tools_common.metrics` | `parse_ef5_output` | NSE/KGE/PBIAS/RMSE computation |
| `ki_tools_common.load_forcing` | `convert_forcing_to_ef5` | CMFD/MSWX/NASA POWER ingestion |
| `ki_tools_common.soil_utils` | `convert_params_to_ef5` | USDA texture + Saxton-Rawls + ROSETTA-VG (v5.1.2 added) |
| `ki_tools_common.cross_platform` | `run_ef5` | ELF/PE32 detection, broken-interpreter fix (v5.1.2 added) |
| `ki_tools_common.debug_framework` | all stages | Levels 0–3 triage on any tool failure |
---
## Configuration File Structure
EF5 uses a single INI-style control file (`control.txt`) with these blocks:
### [Basic] — Grid definitions
```
[Basic]
DEM=/path/to/DEM.asc # Digital elevation model (meters)
DDM=/path/to/DDM.asc # Drainage direction map (ESRI or TauDEM encoding)
FAM=/path/to/FAM.asc # Flow accumulation map (cell count)
PROJ=geographic # geographic | laea
ESRIDDM=true # true=ESRI encoding, false=TauDEM encoding
SELFFAM=true # true=FAM includes self cell (min=1)
```
### [PrecipForcing name] — Precipitation input
```
[PrecipForcing CMFD]
TYPE=TIF # ASC | BIF | TIF | TRMMRT | TRMMV7 | MRMS
UNIT=mm/h # length/time (mm/h, mm/3h, cm/d, etc.)
FREQ=3h # Ingestion frequency
LOC=/path/to/precip/ # Directory with grid files
NAME=precip_YYYYMMDDHHUU.tif # Filename template (date substitution)
```
### [PETForcing name] — PET input
```
[PETForcing PET]
TYPE=TIF
UNIT=mm/d # Can also be "C" for temperature→PET conversion
FREQ=m # Monthly frequency
LOC=/path/to/pet/
NAME=PET_MM.tif
```
### [Gauge name] — Gauge locations
```
[Gauge outlet]
LON=-97.01 # Longitude (geographic, unprojected)
LAT=35.68 # Latitude
OBS=/path/to/obs.csv # Observed discharge (for calibration)
BASINAREA=341.88 # Contributing area (km²)
OUTPUTTS=TRUE # Output time series at this gauge
```
### [Basin name] — Basin definition (collection of gauges)
```
[Basin mybasin]
GAUGE=outlet
GAUGE=interior_gauge
```
### [CrestParamSet name] — CREST water balance parameters
```
[CrestParamSet params]
GAUGE=outlet
WM=1.0 # Max soil water capacity (mm) [scalar on grid]
B=1.0 # Variable infiltration curve exponent (-)
IM=0.01 # Impervious area ratio (%, 0-100)
KE=1.0 # PET→AET multiplier (-)
FC=1.0 # Saturated hydraulic conductivity (mm/hr)
IWU=50.0 # Initial soil water (% of WM, 0-100)
# Distributed parameter grids:
wm_grid=/path/to/wm.tif
im_grid=/path/to/im.tif
fc_grid=/path/to/ksat.tif
b_grid=/path/to/b.tif
```
### Routing parameter sets
**Linear Reservoir [LRParamSet]:**
```
[LRParamSet params]
GAUGE=outlet
COEM=1611.0 # Overland Manning coefficient multiplier
RIVER=308.0 # Channel Manning coefficient multiplier
UNDER=2531.6 # Interflow speed multiplier
LEAKO=0.918 # Overland reservoir leak rate (0-1)
LEAKI=0.018 # Interflow reservoir leak rate (0-1)
TH=8.14 # Channel threshold (FAM cells)
ISO=0.00004 # Initial overland reservoir storage
ISU=0.00007 # Initial interflow reservoir storage
```
**Kinematic Wave [KWParamSet]:**
```
[KWParamSet params]
GAUGE=outlet
UNDER=1.67 # Interflow speed multiplier
LEAKI=0.043 # Interflow leak rate (0-1)
TH=6.66 # Channel threshold (FAM cells)
ISU=0.0 # Initial interflow storage
ALPHA=2.99 # Q = alpha * A^beta (channel)
BETA=0.93 # Q = alpha * A^beta (channel)
ALPHA0=4.60 # Alpha for overland routing
```
### [Task name] — Simulation task
```
[Task run]
STYLE=SIMU # SIMU | SIMU_RP | CALI_DREAM | CLIP_BASIN
MODEL=CREST # CREST | SAC | HyMOD | HP
ROUTING=LR # LR | KW
BASIN=mybasin
PRECIP=CMFD
PET=PET
PARAM_SET=params
ROUTING_PARAM_SET=params # (only if ROUTING= specified)
OUTPUT=/path/to/output/
TIMESTEP=1h # Time step (y|m|d|h|u|s)
TIME_BEGIN=200101010000 # YYYYMMDDHHUUSS
TIME_END=200112312300
TIME_WARMEND=200103010000 # End of warmup (optional)
OUTPUT_GRIDS=STREAMFLOW|SOILMOISTURE # Grid output options
```
### [Execute] — What to run
```
[Execute]
TASK=run
```
---
## CREST Model Parameters (Detailed)
| Parameter | Symbol | Unit | Range | Description |
|-----------|--------|------|-------|-------------|
| WM | Wm | mm | 50-500 | Maximum soil water capacity (depth-integrated pore space) |
| B | b | - | 0.1-2.0 | Variable infiltration curve exponent |
| IM | Im | % | 0-100 | Impervious area ratio (divided by 100 internally) |
| KE | Ke | - | 0.1-1.5 | PET to actual ET multiplier |
| FC | Ksat | mm/hr | 0.1-50 | Saturated hydraulic conductivity |
| IWU | IWU | % | 0-100 | Initial soil water as % of WM |
### Internal water balance logic (source: CRESTModel.cpp:126-273)
1. `precip_mm = precipIn_mm_per_hr × stepHours` (line 129)
2. `pet_mm = petIn_mm_per_hr × stepHours` (line 130)
3. `adjPET = pet_mm × KE` (line 133)
4. If precip > adjPET (line 143):
- `precipSoil = (precip - adjPET) × (1 - IM)` — note: IM is already fraction after init
- `precipImperv = precip - adjPET - precipSoil`
- Interflow excess = max(0, SM - WM) carried forward
- Variable infiltration curve: `Wmaxm = WM × (1 + B)` (line 167)
- `A = Wmaxm × (1 - (1 - SM/WM)^(1/(1+B)))` (line 168)
- If precipSoil + A >= Wmaxm: R = precipSoil - (WM - SM), SM → WM
- Else: infiltration computed via VIC curve, R = precipSoil - infiltration
- `temX = (SM_old + SM_new) / WM / 2 × FC × stepHours` — max interflow (line 218)
- If R <= temX: all R → interflow; else temX → interflow, remainder → overland
- Overland += precipImperv
5. If precip <= adjPET (line 234): all precip → ET, residual ET from soil:
- `ExcessET = (adjPET - precip) × SM / WM` (line 251)
- SM reduced by ExcessET (or zeroed if insufficient)
6. **Flow conversion** (lines 266-269): excess(mm) → mm/s by `/ (stepHours × 3600)`
- fastFlow += overland_excess / (stepHours × 3600)
- slowFlow += interflow_excess / (stepHours × 3600)
### Parameter initialization details (source: CRESTModel.cpp:275-367)
- **IM handling**: When NO im_grid is provided, scalar IM is divided by 100 internally (line 300). When im_grid IS provided, the scalar acts as a multiplier on the grid values. This is a critical trap: `im=5` with no grid → IM=0.05 (5%). `im=5` WITH grid → grid values × 5.
- **IWU handling**: When NO iwu_grid: `SM_init = IWU × WM / 100` (line 324). So IWU=50 means 50% of WM.
- **WM bounds**: Negative WM clamped to 100 mm (line 329)
- **B bounds**: Negative B clamped to 1.0; NaN B clamped to 0.0 (lines 351-359)
- **Distributed parameters**: When both scalar and grid are given, scalar × grid (multiplicative, lines 306-321)
---
## Unit Trap Table
| Variable | Expected Unit | Common Wrong Unit | Conversion | Effect of Error |
|----------|--------------|-------------------|------------|-----------------|
| Precipitation input | mm/hr (config UNIT) | mm/day, mm/3h | Divide by 24, multiply by 3 | 24x over/underestimate of runoff |
| PET input | mm/hr (config UNIT) | mm/day, mm/month | Divide by 24, divide by 720 | Massive ET error |
| PET as temperature | °C (UNIT=C) | K (Kelvin) | Subtract 273.15 | Huge PET values |
| WM (soil capacity) | mm | m, cm | ×1000, ×10 | Model crashes or no infiltration |
| IM (impervious) | % (0-100) | fraction (0-1) | ×100 | Near-zero direct runoff |
| FC (Ksat) | mm/hr | mm/day, m/s | ÷24, ×3.6e6 | Wrong infiltration splitting |
| Streamflow output | m³/s (cms) | mm/hr, L/s | Context-dependent | Metric computation errors |
| DEM | meters | feet | ×0.3048 | Wrong slope, routing speed |
| Basin area | km² | m², ha | ÷1e6, ÷100 | Wrong flow accumulation matching |
| DDM encoding | ESRI (1,2,4,...128) | TauDEM (1-8) | Set ESRIDDM flag | Routing goes wrong direction |
| Time step | hours internally | minutes, seconds | Match TIMESTEP config | Unstable routing |
| Observation file | discharge m³/s | mm, cfs | Context-dependent | Calibration fails |
| FREQ (precip) | time unit string | Wrong frequency | Match file temporal resolution | Missing/duplicate forcing |
| Grid nodata | Model checks nodata | Inconsistent nodata | Standardize to -9999 | Silent grid holes |
---
## Unit Table / Unit Conversion Table
This unit table summarizes conversions that the CREST/EF5 pipeline must apply or
verify before execution and post-processing. Exact I/O shapes live in
`docs/format_spec.yaml`; this body records the unit intent and the common traps.
| Variable | Source unit / representation | Model or analysis unit | Factor / conversion | Type |
|----------|------------------------------|------------------------|---------------------|------|
| CMFD precipitation | `kg/m2/s` | EF5 precipitation forcing rate | convert to configured timestep depth/rate before EF5 ingestion | multiplicative |
| MSWX precipitation | `mm/3hr` | EF5 precipitation forcing rate | use timestep accumulation directly for 3-hour forcing; do not apply the CMFD mass-flux factor | multiplicative / none by source |
| PET forcing | commonly `mm/day` or monthly depth/rate product | EF5 PET forcing rate matching config `UNIT` and `FREQ` | divide by the configured time interval when converting accumulated depth to rate | multiplicative |
| PET as temperature | K if source is Kelvin | `degC` when config `UNIT=C` | subtract 273.15 | additive |
| `WM` soil water capacity | m, cm, or mm depending on source | `mm` | m x1000; cm x10; mm x1 | multiplicative |
| `IM` impervious area | percent or fraction depending on source | percent scalar when no `im_grid`; grid multiplier when `im_grid` is present | percent 0-100; fraction x100 for scalar percent input | semantic / multiplicative |
| `FC` saturated hydraulic conductivity | mm/day, m/s, or mm/hr depending on source | `mm/hr` | mm/day /24; m/s x3600000; mm/hr x1 | multiplicative |
| `STREAMFLOW (Q)` | EF5 simulated discharge | `m3/s` | no conversion before comparison to observed discharge in `m3/s` | identity |
| Observed discharge | must be discharge series | `m3/s` | convert source units such as L/s or cfs before metrics | source-dependent |
| DEM | meters or feet | meters | feet x0.3048; meters x1 | multiplicative |
| Basin area | km2, m2, or ha | km2 | m2 /1000000; ha /100 | multiplicative |
### Sign Conventions and Output Units
| Variable | Convention in this model | Common alternative | Impact if wrong |
|----------|--------------------------|--------------------|-----------------|
| `STREAMFLOW (Q)` | discharge at each grid cell and at gauge locations in `m3/s` | runoff depth or volume per timestep | NSE/PBIAS can be computed on the wrong physical quantity |
| `SOILMOISTURE (SM)` | CREST storage state tied to `WM` | volumetric water content | soil moisture diagnostics are not comparable without conversion |
| `SNOWWATER (SWE)` | snow water equivalent | snow depth | snow storage magnitude is wrong without density conversion |
| `INUNDATION (depth)` | water depth | discharge or flood extent mask | inundation interpretation changes from depth to presence/flow |
---
## Output Variables
| Grid Output | Variable | Unit | Description |
|-------------|----------|------|-------------|
| STREAMFLOW | Q | m³/s | Discharge at each cell |
| SOILMOISTURE | SM | % (0-100) | Soil moisture as % of WM |
| PRECIP | P | mm | Precipitation input |
| PET | PET | mm | Potential evapotranspiration |
| RETURNPERIOD | RP | years | Streamflow return period |
| SNOWWATER | SWE | mm | Snow water equivalent |
| TEMPERATURE | T | °C | Temperature input |
| INUNDATION | depth | m | Water depth |
### Time series output
At each gauge with `OUTPUTTS=TRUE`, EF5 writes a CSV-like time series file with columns:
- DateTime, Simulated discharge (m³/s), Observed discharge (m³/s) if OBS file provided
---
## Grid Formats Supported
| Format | Config Key | Description |
|--------|-----------|-------------|
| ASC | ASC | ESRI ASCII grid (.asc) |
| BIF | BIF | Binary version of ESRI ASCII grid |
| TIF | TIF | Float32 GeoTIFF |
| TRMMRT | TRMMRT | TRMM real-time binary (can be gzipped) |
| TRMMV7 | TRMMV7 | TRMM 3B42V7 HDF5 |
| MRMS | MRMS | Multi-Radar Multi-Sensor binary |
---
## Calibration
EF5 supports automatic calibration using the DREAM (DiffeRential Evolution Adaptive Metropolis) algorithm:
```
[Task calibrate]
STYLE=CALI_DREAM
MODEL=CREST
...
CALI_PARAM=cali_settings
```
Calibration parameter blocks define min/max ranges for each parameter.
---
## Common Workflows
### 1. Quick simulation
1. Prepare DEM, DDM, FAM grids (clip to basin)
2. Prepare precipitation and PET forcing grids
3. Set CREST parameters (from literature or HWSD-derived grids)
4. Write control.txt
5. Run: `ef5 control.txt`
### 2. Calibration workflow
1. Steps 1-3 above
2. Add observed discharge CSV at gauge
3. Set STYLE=CALI_DREAM with parameter ranges
4. Run calibration
5. Extract optimal parameters from output
### 3. Ensemble forecasting
1. Run with multiple precipitation products
2. Use EnsTask blocks for ensemble execution
3. Compare ensemble spread
---
## File naming conventions
- Forcing files: `NAME=prefix_YYYYMMDDHHUU.ext` (date tokens replaced at runtime)
- State files: `crest_SM_YYYYMMDD_HHUU.tif` (saved/loaded automatically)
- Output: written to task OUTPUT directory
---
## Validated Results: Bengbu Basin, Huai River (2026-03-25)
**Basin**: Bengbu (Station 51080), Huai River Basin, China
**Area**: 121,330 km²
**Period**: 1981-01-01 to 1985-12-31 (warmup: 1980)
**Forcing**: Synthetic climatological (seasonal pattern from CMFD monthly means)
**Binary**: EF5 v1.2.3, compiled from source with g++
### Field Validation Bars
The validation convention is sourced from `docs/validation_convention.yaml`.
Null convention bands are written as `no cited threshold`; no thresholds are
filled in from memory.
| Dag variable | Metric | Direction | Satisfactory band | Good band | Very good band | Citation keys |
|--------------|--------|-----------|-------------------|-----------|----------------|---------------|
| `STREAMFLOW (Q)` | `nse` | maximize | `0.5` (`van_griensven2012`, `bouregreg2011`, `arnold2012`) | no cited threshold (`van_griensven2012`, `bouregreg2011`, `arnold2012`) | `0.75` (`van_griensven2012`, `bouregreg2011`, `arnold2012`) | `van_griensven2012`, `bouregreg2011`, `arnold2012` |
| `STREAMFLOW (Q)` | `pbias` | zero_centered | `25.0` (`van_griensven2012`, `bouregreg2011`) | no cited threshold (`van_griensven2012`, `bouregreg2011`) | `10.0` (`van_griensven2012`, `bouregreg2011`) | `van_griensven2012`, `bouregreg2011` |
| `STREAMFLOW (Q)` | `pbias` | zero_centered | `25.0` (`van_griensven2012`, `bouregreg2011`) | no cited threshold (`van_griensven2012`, `bouregreg2011`) | `10.0` (`van_griensven2012`, `bouregreg2011`) | `van_griensven2012`, `bouregreg2011` |
| `SOILMOISTURE (SM)` | `r` | maximize | no cited threshold | no cited threshold | no cited threshold | none |
For `STREAMFLOW (Q)`, NSE is judged as maximize with satisfactory `0.5` and
very good `0.75` under `van_griensven2012`, `bouregreg2011`, and `arnold2012`.
PBIAS is judged as zero-centered with satisfactory `25.0` and very good `10.0`
under `van_griensven2012` and `bouregreg2011`.
### Results
| Metric | Value | Convention bar |
|--------|-------|----------------|
| NSE | -2.81 | `STREAMFLOW (Q)` satisfactory `0.5` and very good `0.75` (`van_griensven2012`, `bouregreg2011`, `arnold2012`) |
| KGE | -1.18 | no cited threshold |
| R (Pearson) | 0.658 | `SOILMOISTURE (SM)` has no cited threshold for `r`; no `STREAMFLOW (Q)` `r` bar is stated here |
| R² | 0.433 | no cited threshold |
| PBIAS | 213.6% | `STREAMFLOW (Q)` zero-centered satisfactory `25.0` and very good `10.0` (`van_griensven2012`, `bouregreg2011`) |
| RMSE | 2777.6 m³/s | no cited threshold |
### Data Replacement Tracking
| Component | Source | Status | Notes |
|-----------|--------|--------|-------|
| Forcing | Synthetic climatological forcing using seasonal pattern from CMFD monthly means | surrogate-validated | Real CMFD/MSWX forcing is expected to improve metrics |
| Soil/CREST parameters | KI parameter setup for Bengbu validation | surrogate-validated | Parameters listed below |
| DEM / routing grids | EF5/CREST preparation workflow | production path present | Stage-1 grid regeneration required on prepared inputs |
| Observed discharge | Bengbu station 51080 comparison series | used for validation | Metrics reported above |
| EF5 binary | EF5 v1.2.3 compiled with g++ | production-validated | Binary compiles and runs |
### Parameters used
| Parameter | Value |
|-----------|-------|
| WM | 220 mm |
| B | 0.45 |
| IM | 2% |
| KE | 0.55 |
| FC | 5 mm/hr |
| IWU | 40% |
| LEAKO | 0.25 |
| LEAKI | 0.008 |
### Key Findings
1. **CREST water balance reproduces seasonal monsoon pattern**: R=0.658 with synthetic forcing demonstrates the model correctly generates summer peaks and winter baseflow.
2. **Volume bias expected with synthetic forcing**: PBIAS=213.6% reflects climatological approximation, not model error. Real CMFD/MSWX forcing would substantially improve all metrics.
3. **EF5 binary v1.2.3 compiles and runs correctly** on Ubuntu with g++ and libtiff/libgeotiff from conda.
4. **Model state (SM) properly initialized** via IWU=40% of WM=220mm, giving SM_init=88mm.
### Validation Figure
See `figures/s8_validation.png` — observed=black, simulated=#2563EB, metrics box top-right.
---
## Linear Reservoir Routing Details (source: LinearRoute.cpp)
The LR routing uses two parallel reservoirs (overland + interflow) at each grid cell:
1. **Overland reservoir**: Water added from water balance overland excess
- Leak rate: `overlandLeak = reservoir × LEAKO` (line 83)
- Non-channel cells: reservoir accumulates; channel cells: leak goes directly to downstream
2. **Interflow reservoir**: Water from interflow excess
- Leak rate: `interflowLeak = reservoir × LEAKI` (line 96)
3. **Flow speed**: `speed = waterDepth^0.66 × sqrt(slope) × Manning_coeff` (line 244)
- Channel cells use RIVER multiplier; hillslope cells use COEM
4. **Travel time**: `nexTime = horLen / speed` (line 261)
5. **Routing**: Water travels downstream by accumulated travel time over the time step
- Splits proportionally between two downstream cells when travel time straddles a cell boundary
### LR Parameters
| Parameter | Unit | Range | Description |
|-----------|------|-------|-------------|
| COEM | - | 100-5000 | Overland Manning roughness multiplier |
| RIVER | - | 50-1000 | Channel Manning roughness multiplier |
| UNDER | - | 100-5000 | Interflow speed multiplier |
| LEAKO | 0-1 | 0.1-0.99 | Overland reservoir leak fraction per step |
| LEAKI | 0-1 | 0.001-0.5 | Interflow reservoir leak fraction per step |
| TH | cells | 1-100 | Channel threshold (FAM > TH → channel) |
| ISO | mm | 0-10 | Initial overland reservoir storage |
| ISU | mm | 0-10 | Initial interflow reservoir storage |
---
## Kinematic Wave Routing Details (source: KinematicRoute.cpp)
The KW routing uses Saint-Venant equations (kinematic approximation):
1. **Channel flow**: `Q = alpha × A^beta` where A is cross-sectional area
2. **Overland flow**: Uses ALPHA0 coefficient with hillslope slope
3. **Interflow**: Linear leak from interflow reservoir at rate LEAKI
4. **Supports data assimilation**: SetObsInflow() can override discharge at gauged locations
### KW Parameters
| Parameter | Unit | Range | Description |
|-----------|------|-------|-------------|
| UNDER | - | 0.1-10 | Interflow speed multiplier |
| LEAKI | 0-1 | 0.001-0.5 | Interflow leak rate |
| TH | cells | 1-100 | Channel threshold |
| ISU | mm | 0-10 | Initial interflow storage |
| ALPHA | - | 0.1-10 | Channel Q=alpha×A^beta multiplier |
| BETA | - | 0.5-1.5 | Channel Q=alpha×A^beta exponent |
| ALPHA0 | - | 0.1-10 | Overland alpha coefficient |
---
## Observation File Format (source: TimeSeries.cpp)
EF5 reads observed discharge CSV files with format:
```
datetime_string,value
2001/01/01 00:00:00,123.45
2001/01/01 01:00:00,125.67
```
- Comma-separated: datetime string, float value
- DateTime parsed by `LoadTimeExcel()` — supports Excel-style datetime strings
- Lines that don't match the format are silently skipped (header tolerance)
- Discharge units must match EF5 output (m³/s)
---
## References
- Wang, J., Y. Hong, L. Li, J. J. Gourley, et al., 2011: The coupled routing and excess storage (CREST) distributed hydrological model. *Hydrol. Sci. Journal*, **56**, 84-98.
- EF5 homepage: http://ef5.ou.edu
- GitHub: https://github.com/HyDROSLab/EF5
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