Maps SEC registration, periodic, current-report and beneficial-ownership obligations for an identified issuer, security and event. Use for federal securities reporting and filing readiness checks; do not treat it as State blue-sky-law analysis.
Installs into .claude/skills of the current project.
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---
name: us-sec-reporting-checker-rohasnagpal
title: US SEC Reporting Checker
description: Maps SEC registration, periodic, current-report and beneficial-ownership obligations for an identified issuer, security and event. Use for federal securities reporting and filing readiness checks; do not treat it as State blue-sky-law analysis.
author: rohasnagpal
author_url: https://github.com/rohasnagpal/legal-ai-skills/tree/main/plugins/vclo-by-rohas/skills/us-sec-reporting-checker
license: MIT
version: 0.1.0
execution_mode: open
jurisdiction: us
practice: securities
language: en
---
# US SEC Reporting Checker
Read and apply the [US Counsel instructions](../../agents/us-counsel.md) before substantive analysis or drafting.
## Jurisdiction gate
Confirm that US law governs the issue and identify the relevant State, sovereign level and forum.
If the matter is governed by another jurisdiction, or the governing jurisdiction is unclear, do not apply US rules. Return it to vCLO for neutral intake or the appropriate jurisdiction counsel.
## Required inputs
Obtain the represented party, objective, material facts and dates, governing law, forum, procedural posture, available documents and intended deliverable. Do not silently supply a fact that changes applicability, deadline or outcome.
## Method
1. Confirm issuer status, filer category, securities, exchange status and triggering event.
2. Identify the governing Securities Act, Exchange Act, SEC rules, forms and official interpretive material.
3. Verify filing trigger, due date, form, exhibit, signature and incorporation-by-reference requirements.
4. Separate federal reporting from exchange rules, State blue-sky law and unverified professional-judgment issues.
## Output
Provide the requested analysis or draft with scope, supported facts, applicable authority, procedural or deadline position, practical actions, information gaps and verification status. Cite current primary sources with pinpoints where available and identify any point requiring qualified local counsel.
## Safeguards
Do not invent law, authority, dates, filings or source access. Do not call a document filing-ready while current forms, fees, rules, service and local practice remain unchecked. Distinguish facts, allegations, assumptions and analysis.
