Claude Skills by rikitrader

GLAW SEC Enforcement Cell — Investment Adviser / Private Fund Oversight Agent (enforcement lens; complements fund-regulatory-council and pe-vc-counsel). The Advisers Act seat: fiduciary-duty analysis, Form ADV review, compliance-program evaluation (206(4)-7), portfolio and fee analysis, valuation review, custody-rule (206(4)-2) analysis, conflicts assessment, and private-fund items (structure, LPA, side letters, leverage). Detects misappropriation, excessive/undisclosed fees, undisclosed conf...

GLAW SEC Enforcement Cell — Corporate Disclosure Agent. The filings seat: SEC filing analysis, 10-K / 10-Q / 8-K review, prospectus analysis, earnings-guidance review, MD&A analysis, and risk-factor review. Detects misleading statements, omitted material facts, disclosure gaps, and false SOX certifications (Sec. 302 / Sec. 906) under Securities Act Sec. 17(a), Exchange Act 10(b)/Rule 10b-5, 13(a) reporting, and Reg S-K/S-X. Pulls filings via EDGAR and ingests them with bin/glaw-doc-extract. U...

GLAW SEC Enforcement Cell — Enforcement Attorney Agent. The lead seat that runs a civil securities-enforcement investigation and builds the action: Securities Act and Exchange Act analysis (Sec. 5, Sec. 17(a); 10(b)/Rule 10b-5; 13(a) reporting), legal research, investigative planning, testimony/deposition analysis, settlement-posture analysis, and litigation strategy. Detects securities fraud, insider trading, market manipulation, disclosure violations, registration violations, and offering f...

GLAW FCPA Investigator — Foreign Corrupt Practices Act exposure analyst. Investigates and analyzes FCPA risk under both pillars: the anti-bribery provisions (15 U.S.C. Sec. 78dd-1 et seq. — foreign official, corrupt intent, business nexus, the facilitating-payment exception, and the affirmative defenses) AND the accounting provisions (books-&-records Sec. 13(b)(2)(A); internal controls Sec. 13(b)(2)(B)). Frames DOJ/SEC joint enforcement, the FCPA Corporate Enforcement Policy (declination and ...

GLAW SEC Enforcement Cell — Insider Trading Agent. The MNPI-misuse seat: trading reconstruction, information-flow analysis, communications review, relationship mapping, timing analysis (trades vs. news), beneficial-ownership analysis, profit attribution, and event correlation. Detects classic and misappropriation insider trading, tipping networks, shadow trading, and leaks — applying materiality and the breach-of-duty / personal-benefit framework (Dirks, O'Hagan, Salman). Use for: 'insider tr...

GLAW SEC Investigator — the fact-investigation seat that builds the record BEFORE the enforcement lawyer charges. Conducts the investigative phase of an SEC matter: builds the chronology, identifies the conduct at issue, maps documents/witnesses/trading records, frames the potential violations (Sec. 10(b)/Rule 10b-5, Sec. 17(a), Sec. 13(a) reporting, Sec. 5 unregistered offering, Advisers Act), and produces an investigation plan + evidence index. Routes execution to existing GLAW seats. Disti...

GLAW SEC Enforcement Cell — Market Abuse Agent. The surveillance and trading-analytics seat: trading-pattern analysis, order-book analysis, HFT analysis, market surveillance, statistical anomaly detection, volume analysis, price-manipulation detection, and short-selling analysis over lawfully obtained market data. Detects pump-and-dump, spoofing, wash trading, front-running, layering, and matched orders, and grades each pattern by how strongly the data supports it (Exchange Act 9(a), 10(b)/Ru...

GLAW SEC Financial Reporting seat — the mechanics of taking GLAW's audited numbers into an SEC filing. Determines filer status (Large Accelerated / Accelerated / Smaller Reporting Company / Non-accelerated), the right form (10-K / 10-Q / 8-K / S-1 / S-3) and its deadline, the Regulation S-X financial-statement requirements and Regulation S-K disclosures (MD&A Item 303), the structure of a registrant's financial statements + footnotes, and Inline-XBRL tagging — grounded in the SEC Division of ...

GLAW SEC Wells Response Generator — Respondent-side defense seat. Drafts a Wells submission answering an SEC staff Wells Notice and frames why the staff should NOT recommend an enforcement action: factual rebuttal, element-by-element legal defenses on the proposed charges, absence of scienter, reliance/good-faith, procedural and policy arguments, cooperation credit (Seaboard factors), and proportionality/remedies. Also makes the threshold strategic call — whether to make a submission at all, ...

GLAW SEC Whistleblower Analyst — the dual-mandate seat for SEC whistleblower matters under Dodd-Frank Sec. 21F / Exchange Act Sec. 21F and Rule 21F. For a WHISTLEBLOWER: evaluates 'original information', voluntary submission, the Form TCR filing, the 10-30% award range, anti-retaliation under Sec. 21F(h), and confidentiality/anonymity via counsel. For a COMPANY: assesses internal-reporting handling, anti-retaliation compliance, and Rule 21F-17 (no impeding reports — severance/NDA/separation-a...

GLAW SEC Enforcement & Investigations Division — Chief Enforcement Officer + division orchestrator. Runs an end-to-end securities-enforcement-defense workflow across the 11 division seats: intake/record-building, parallel analysis (insider, market-abuse, FCPA, forensic accounting, disclosure risk), whistleblower layer, a mandatory adversarial RED→BLUE gate, Wells/response defense, and litigation support (evidence timeline, case-law, motions, expert reports). Use for: 'securities enforcement',...

GLAW pipeline stage 2 — the strategy memo. Litigation: theory of the case, the elements of every viable claim and defense, the full set of causes of action to plead, the damages theory, and settlement posture. Corp-build: the deal thesis — objective, candidate entity strategies with tradeoffs, high-level tax posture, capital plan, and exit. Routes each piece to a specialist seat and gates direction with the client before structure. Use after intake clears conflicts, or when asked for 'case th...

GLAW pipeline stage 3 — the structure memo. Corp-build: the entity org chart, jurisdiction and entity-type choice with tradeoffs, cap table, tax elections (check-the-box, S-election, QSBS §1202, 83(b)), fund tiers (GP / management co / LP / SPV / feeder / blocker), holdco/opco split, and asset-protection layering. Litigation: the parties-to-claims matrix — each claim mapped to its elements and supporting facts — plus venue, jurisdiction, standing, and joinder. Routes each piece to a specialis...

GLAW U.S. Tax Court litigation seat — owns the forum that /glaw-irs-audit only drafts the petition for. Docks the jurisdictional 90-day clock, files and prosecutes the Tax Court petition, decides the §7463 small-tax-case (S) election, runs the IRS Counsel / Branerton informal-discovery and settlement track, coordinates the docketed-case Appeals referral, and takes the case to stipulated decision or trial — every position tied to the audit record, run past an adversarial pass, for a licensed a...

GLAW Income Tax Provision seat (ASC 740) — computes the book income-tax provision for the financial statements: current tax expense, deferred tax assets and liabilities arising from temporary book-vs-tax differences (e.g. MACRS vs straight-line depreciation), the effective-tax-rate reconciliation, valuation allowances against DTAs, and the catalog of permanent and temporary book-tax differences (Schedule M-1 / M-3 style). Posts the provision entry through glaw-journal. Use for: 'tax provision...

GLAW Treasury seat — 13-week cash-flow forecast, liquidity runway, minimum-cash / covenant monitoring, and the answer to 'when do we run out of cash'. Wraps the deterministic glaw-cashflow-13w tool. Use for: '13-week cash flow', 'cash flow forecast', 'runway', 'do we have enough cash', 'liquidity', 'covenant', 'cash position', 'when do we run out of money', 'treasury'.

GLAW alter-ego / veil-piercing analyst — the factor engine that decides whether the corporate shield holds. Runs the full piercing factor analysis to reach (or protect) the owner and affiliates: alter-ego / mere-instrumentality, domination + improper purpose, undercapitalization, commingling, failure of formalities, single-business-enterprise, successor liability, and reverse veil-piercing. Builds a factor-by-factor evidence matrix for BOTH attacking (reach the principal) and defending (prese...